SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
BENNETT ROBERT W JR

(Last) (First) (Middle)
2200 WEST PARKWAY BLVD.

(Street)
SALT LAKE CITY X1 84119

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/28/2002
3. Issuer Name and Ticker or Trading Symbol
FRANKLIN COVEY CO [ FC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President OSBU
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock 700(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option ( Employee right to buy) (2) 07/11/2010 common stock 50,000 6.875 D
phantom stock (3) (3) common stock $387.18 2.39 D
Explanation of Responses:
1. this is a late form 3 filing which should have been filed within 10 days after 2/28/02, the date the reporting person became an officer of the company.
2. the four installments became exercisable on: July 11, 2001, July 11, 2002, July 11, 2003 and July 11, 2004.
3. under the terms of the Franklin Covey Co. Nonqualified Deferred Compensation Plan the units may be settled in either cash or Franklin Covey Co. common stock at the election of the reporting person following termination of the reporting persons employement from Franklin Covey Co.
Remarks:
/s/Robert Bennett 11/30/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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